top of page
Privacy Policy and Refund Policy

Privacy Policy

Your privacy is extremely important to us. This Privacy Policy explains how we collect, use, communicate, disclose, and protect your personal information when you use our website and services.

​

What Information Do We Collect?

We collect two types of information:

  • Personally Identifiable Information (PII): This may include your name, email address, mailing address, phone number, and business information when you register, subscribe to a newsletter, download gated content, or respond to a marketing campaign.

  • Non-Personally Identifiable Information (Non-PII): We automatically collect certain non-PII when you visit our site, such as your IP address, browser type, operating system, referral source, and interactions with website content. This may include behavioral data sourced from tracking technologies like cookies and third-party analytics platforms (e.g., ZoomInfo, LinkedIn, Google Ads, Mailchimp).

 

How Do We Use Your Information?

We use the information collected for the following purposes:

  • Personalization: To tailor your experience on our site.

  • Marketing: To deliver relevant advertising via platforms like Google and LinkedIn.

  • Campaign Targeting: To help financial professionals identify potential business opportunities using public and licensed data sources.

  • Service Improvement: To enhance our website, products, and services based on your interactions.

  • Customer Support: To respond more effectively to your inquiries and service requests.

​

How Do We Protect Your Information?

We take security seriously and implement various measures to safeguard your personal information:

  • Encryption: Sensitive data is encrypted in transit using Secure Socket Layer (SSL) technology.

  • Access Control: Only authorized personnel may access sensitive data and are required to maintain its confidentiality.

  • Data Retention: We retain personal data only as long as necessary for legitimate business or legal purposes.

​

Do We Use Cookies?

Yes. Cookies are small data files stored on your device that allow us to recognize your browser and analyze aggregated data about site traffic and engagement.

  • We use Cookiebot to manage cookie preferences and consent tracking in compliance with California law.

  • You may disable cookies in your browser settings, but this may affect certain website functions.

  • To learn more about cookies, visit www.allaboutcookies.org.

​

Do We Share Your Information?

We do not sell your personally identifiable information. We may share it with trusted partners (e.g., ZoomInfo, Google, LinkedIn, Mailchimp) strictly to operate our marketing and analytics functions.

We may also share non-personally identifiable information for advertising or performance analysis purposes.

We honor Global Privacy Control (GPC) signals and provide opt-out mechanisms under the California Privacy Rights Act (CPRA).

​

Third-Party Links

Our website may include links to third-party products or services. These external sites have their own privacy policies, and we are not responsible for their practices or content.

​

Limitation of Liability

Client agrees that 401(k) Marketing shall not be liable for:

  • Any claims, losses, damages, or expenses arising directly or indirectly from services provided.

  • Incidental or consequential damages, including lost revenue, profits, or goodwill.

  • Any punitive damages.

  • In any case, 401(k) Marketing’s liability for damages shall not exceed the total fees paid by the Client for services rendered.

​

Changes to Our Privacy Policy

We reserve the right to update this policy at any time. Any changes will be posted on this page, with the latest modification date noted below.

Last modified: June 2025

 

Refund Policy

Your satisfaction is our priority. If you are not fully satisfied with our services, we will work with you to revise content or services to meet your expectations.

No Refunds: We do not issue refunds, except in cases of billing errors.

Contract Termination: If the contract is terminated early, 50% of the annual contract amount will be due immediately.

Redesign Limits: We offer up to two rounds of content revisions at no extra cost, after which additional fees may apply.

 

Contact Us

If you have any questions about this Privacy Policy, please contact us:

401k Marketing, LLC

501 W Broadway, Suite 1070, San Diego, CA 92101

Email: info@401k-marketing.com

Website: www.401k-marketing.com

CONTACT US

Thanks for submitting!
401(k)-Marketing_logo_2020_R.png

Get In Touch

Quicklinks

401(k) Marketing, LLC

501 W Broadway
Suite 1070

San Diego, CA 92101

(619) 230 - 5464

Schedule time here

  • LinkedIn
  • Youtube
  • Facebook
  • X

401(k) Marketing, LLC is not in the business of providing legal advice with respect to ERISA or any other applicable law. The materials and information do not constitute, and should not be relied upon as, legal advice. The materials are general in nature and intended for informational purposes only. All content, including any brochures or other materials designed for potential use with plan sponsors, fiduciaries, and plan participants, must be reviewed and approved by the compliance and legal department(s) of the Financial Professional and/or Third Party Administrators firm prior to any use to confirm that they meet the firm’s legal and compliance policies and standards. The Financial Professional, Third Party Administrator,  and his/her firm are solely responsible for the use of content and any materials included herein, and for ensuring that all services provided by the Financial Professional and Third Party Administrators conform to the firm’s legal and compliance policies and standards.

CL-SOC2-Seal-2-HR.png
21972-312_SOC_NonCPA.png

Privacy and Refund Policy

California Consumer Privacy Act

bottom of page